In this Webinar, Mr. Monty Yuen will cover the following topics:
1. AMLO Amendment
2. Transactions for Accountants under AMLO
3. Regulatory requirements under AMLO
4. Customer Due Diligence
5. Ongoing Monitoring
6. Suspicious Transaction Reports
7. Record keeping
Mr. Monty Yuen, compliance specialist in financial institution
Mr. Monty Yuen, holder of B. Comm. and LLM, has over twenty years of experience in different capacities in the financial industry and is currently a senior compliance manager of a financial institution. Prior to that, he was a manager of Enforcement Division of Securities & Futures Commission. Prior to joining the financial industry, Mr. Yuen was an officer of an enforcement agency in Hong Kong. Mr. Yuen also successfully obtained the CFP, PFP, CIM, FCSI and CAMS designations
| Language: |
Cantonese |
| CPD Hours: |
2.0 Hours |
| Fee: |
HK$100 |
| Deadline: |
2020-08-21 |
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Registration period expired
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Please download handout and certificate on My account - Attendance Record. This video is prepared for educational purpose only. Once you enroll and register for the CPD certificate, you agree that you have already watched the whole video. |
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